Licenses library · 899
Professional Securities Broker Certificate: Executing Buying and Selling in Accordance with Investor Orders
证券经纪专业资格证书——按投资者委托执行买卖
ໃບຢັ້ງຢືນນັກວິຊາຊີບທຸລະກິດລັກຊັບ ປະເພດ ນາຍໜ້າຊື້-ຂາຍຫຼັກຊັບ ຕາມການສັ່ງຊື້ ຫຼື ສັ່ງຂາຍຂອງຜູ້ລົງທຶນ
拟按投资者委托执行证券买卖的专业人员 Apply at Lao Securities Commission Office (021 217770;).
Who needs this
拟按投资者委托执行证券买卖的专业人员
Documents — first application
| Document | Note |
|---|---|
| Application Form | |
| Photo (3x4) | |
| Court Clearence | |
| Address Certification | |
| Copy of ID | |
| Education Qualification Evidence | |
| Employment Contract |
Legal framework
- Securities Law (Amendment)
- Decision on Applying for Permission to Conduct Securities Business (Amendment)
- Decision on the Management of Securities Business Professionals (Amendment)
How to submit
- Means of presentation
- At the Authority Offices
- Address of authority
- Lao Securities Commission Office, Bank of Lao PDR
- Processing time
- 15
Validity and renewal
- Has an expiry date
- YES
- Validity
- 24 months